Key SEC Regulations Accountants Should Know About (CPA)

Estimated Time: 2 hours

$39.00

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This course provides a helpful overview of key SEC regulations all accountants need to know, including a discussion of the Securities Act of 1933, the Securities Exchange Act of 1934, and other specific regulations. Ultimately, it concludes with a look at key requirements that help enhance corporate transparency, accountability and governance practices. Course Type: eBook. Worth 2 Technical CPE Credits (CPA/NASBA).

Credits

2 CPE Credits
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Learning Objectives

  • Identify key requirements related to the Securities Act of 1933 and Securities Exchange Act of 1934
  • Recognize specific requirements included in Regulations S-X, S-K, and FD
  • Distinguish between requirements included in Regulation S-X and S-K
  • Recognize key requirements of the Sarbanes Oxley Act of 2002

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Field of Study: Accounting - Prerequisites & Advanced Preparation: None - CPE Credit Type: Technical - Delivery Method: QAS Self Study - For more information regarding administrative policies such as complaint and refund, please contact our Customer Success team at support@vtrpro.com or visit our Help webpage.

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CPA: VTR is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: NASBAregistry.org. This program is valid for 2 CPEs.